Notice of TAF Increase, effective Jan 1, 2024

[U.S. Market] adjusted the TAF for sales of TRACE-eligible equity securities (EQUITY RATE) from $0.000166 per share to $0.000195 per share. There is also a corresponding increase to the per transaction cap (MAX FEE/TRADE) from $8.30 to $9.79. The new rate will apply to any sale of a covered equity security, subject to the TAF, occurring on or after January 1, 2026. > More...

Client Notice

 

Notice of TAF Increase, effective Jan 1, 2026

FINRA has adjusted the TAF for sales of TRACE-eligible equity securities (EQUITY RATE) from $0.000166 per share to $0.000195 per share. There is also a corresponding increase to the per transaction cap (MAX FEE/TRADE) from $8.30 to $9.79. The new rate will apply to any sale of a covered equity security, subject to the TAF, occurring on or after Wednesday, January 1, 2026.

TAF on each sale of an option will increase from $0.00279 to $0.00329 per contract.

TAF uses normal rounding to the nearest penny, minimum $.01 and maximum $9.79.

For more details, please click link below, click the “Versions” dropdown to the right > click “Jan 01, 2026-Dec 31, 2026” and scroll down:

https://www.finra.org/rules-guidance/rulebooks/corporate-organization/section-1-member-regulatory-fees

 

Should you have further enquiries, please email your enquiries to cs@anuenuegroup.com

Thank you for your kind understanding and support.